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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2009 | Present |
| Bank Of America, N.A. | Austin | TX | 05/2011 | Present |
I*5582270 Entity Type: Entity Charitable Name of OBA: Helping Hand Home Foundation Address: Austin, Texas, 78751 Investment Related: No Position, Title, Association: Committee Employee Start Date: 09/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Serves children who have experienced complex trauma. Our mission is to bring hope and healing to children and families through a continuum of trauma-informed, therapeutic care, including residential, foster, adoption, and support services. Community Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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