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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-19 |
| WA | RA | APPROVED | 2016-11-10 |
Branch Locations
12770 Gateway Drive, Tukwila, WA 98168 • United States
Bellevue, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Bellevue | WA | 11/2014 | 11/2016 |
| Lpl Financial Llc | Tukwila | WA | 11/2016 | Present |
| Boeing Employee Credit Union | Tukwila | WA | 11/2016 | Present |
1)11/10/16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 2) 02/08/2018 - Mutual of Omaha - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/01/2018 - 3 Hours Per Month/1 Hour During Securities Trading - Life, Long-term Care, Fixed Annuities. 3) 11/8/2019 - No Business Name - Investment Related - Bellvue WA 98006 - Real Estate Rental - Started 06/01/2019 - 1 Hour Per Month During Securities Trading - Residential rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
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