Douglas Fishman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 11/2016
  Financial America Securities
  Cleveland, OH
• 08/2012 → 10/2016
  Academy Of The Holy Names
  Tampa, FL
• 11/2016 → 05/2026
  Edward Jones
  St. Louis, MO
• 05/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 05/2026 → Present
  Cetera Investment Advisors Llc
  Tampa, FL

Previous Registrations

• 2016-12-08 → 2026-05-04
  Edward Jones
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2003-10-02 → 2009-06-30
  Financial America Advisory Services, Inc.
  Cleveland, OH
• 1999-08-13 → 2003-08-27
  Ubs Financial Services Inc.
  Beachwood, OH

Other Businesses

1. OWNER OF FISHMAN GINN PT. LLC; ESTATE PLANNING PURPOSES; BOARD MEMBER AT OPERATION HELPING HAND TAMPA CHARITY; CHARITY FOR MILITARY FAMILIES; 3 HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2016-11-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-24
• S65 Uniform Investment Adviser Law Examination
  1996-10-24

Other Names

• Douglas Z Fishman
• Douglas Zipp Fishman