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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-06-14
  • MO RA
    APPROVED
    Since 2018-06-14

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 05/2018
Stifel, Nicolaus & Company, Incorporated St. Louis MO 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-03
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S66 Uniform Combined State Law Examination
    2003-06-03
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
Other Names
  • Michael B Mcnamee
  • Mike Mcnamee
  • Michael B Mcnamee
  • Michael Butler Mcnamee
  • Michael Butler Mcnamee

View on SEC IAPD

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