Erik J Falkenberg

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2019
  Td Ameritrade
  Bellevue, WA
• 09/2021 → 06/2022
  Raymond James Financial Services, Inc.
  Bellevue, WA
• 09/2019 → 08/2021
  Unemployed
  Sammamish, WA
• 09/2021 → 06/2022
  Raymond James Financial Services Advisors, Inc.
  Bellevue, WA
• 09/2021 → 06/2022
  Addison Avenue Investment Services
  Bellevue, WA
• 09/2021 → 06/2022
  First Tech Federal Credit Union
  Bellevue, WA
• 05/2023 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2022 → 05/2023
  Unemployed
  Sammamish, WA

Previous Registrations

• 2021-09-01 → 2022-07-11
  Raymond James Financial Services Advisors, Inc
  Bellevue, WA
• 2016-09-14 → 2019-09-10
  Td Ameritrade, Inc.
  Bellevue, WA
  Issaquah, WA
• 2016-09-14 → 2019-09-10
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
  Issaquah, WA

Exams

• S66 Uniform Combined State Law Examination
  2016-09-13
• S65 Uniform Investment Adviser Law Examination
  1996-11-21
• S63 Uniform Securities Agent State Law Examination
  1996-11-15

Other Names

• Erik Joseph Falkenberg
• Erik Joseph Falkenberg
• Erik J Falkenberg