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Karla Ann Sexton

Stifel, Nicolaus & Company, Incorporated

Ames, IA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-10-16
  • IA RA
    APPROVED
    Since 2009-10-16

Branch Locations

515 Grand Avenue, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-09
  • S66 Uniform Combined State Law Examination
    2002-04-09
Other Names
  • Karla Ann Shafer

View on SEC IAPD

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TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · AMES, IA
THRIVENT INVESTMENT MANAGEMENT INC. · AMES, IA
OSAIC WEALTH, INC. · AMES, IA
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EDWARD JONES · AMES, IA
OSAIC WEALTH, INC. · AMES, IA
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