Michael James Ladge

Current Employers

Employment History

• 06/2009 → 08/2020
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → 08/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2020 → Present
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 08/2020 → Present
  City National Bank
  Beverly Hills, CA
• 08/2020 → Present
  City National Bank
  Beverly Hills, CA

Previous Registrations

• 2009-06-01 → 2020-08-11
  Morgan Stanley
  Los Angeles, CA
  Beverly Hills, CA
• 2008-06-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2002-03-06 → 2008-06-20
  Ubs Financial Services Inc.
  Los Angeles, CA
  Century City, CA

Other Businesses

1. Nifty Games; Not Investment related; Video game development of Sports game; Advisory board(proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 1; After business hours: 0; Providing Advise 2. Name: Lojo LLC Address: 15538 Nalin Place Los Angeles, CA 90077 Business Description: It is an LLC that I have used for 15 years for asset protection and real estate/investments Business is not investment related Projected Start Date: 07/07/05 Capacity: Owner - Passive Duties Performed: There are no duties. It only holds assets. Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 3. Name: I-Can Youth Foundation Address: 6709 La Tijera Blvd. #107 Los Angeles, CA 90045 Business Description: Charity - Advisor Business is not investment related Projected Start Date: 09/01/02 Capacity: Other Duties Performed: budgeting and paying expenses Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 4. Name: Royalty Sports & Media Address: 22122 Martinez St. Woodland Hills, CA 91346 Business Description: Athlete representation & Management2020 Business is not investment related Projected Start Date: 11/01/19 Capacity: Partner Duties Performed: ADVISORY AND INTRODUCTIONS Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 5. Name: Refill Inc, DBA Pathwater Inc Address: 44137 Fremont Blvd. Fremont, CA 94539 Business Description: recyclible water bottles Business is not investment related Projected Start Date: 06/12/19 Capacity: Other Duties Performed: This is a very informal role where there are many advisors to the company. I have assisted them with introductions to celebrities and athletes who drink their water as well as have introduced this to companies like Equinox gyms that carry it. Once in a while we get on a Zoom call do go over the direction of the company with some very cool people. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-25
• S63 Uniform Securities Agent State Law Examination
  1996-10-02