Clinton Lee Bauch

Current Employers

Employment History

• 07/2012 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2012 → Present
  Park Capital Management, Llc
  Madison, WI

Previous Registrations

• 2009-08-21 → 2012-07-17
  Cambridge Investment Research Advisors, Inc.
  Middleton, WI
• 2005-09-15 → 2009-08-28
  M&I Financial Advisors, Inc
  Madison, WI
  Madison, WI

Other Businesses

1) Park Capital Management,LLC. Investment Related. 1601 Greenway Cross, Suite 201, Madison WI 53725; RIA; President/Financial Advisor. START: 10/2011 ; APPROX 40 HRS/WK; PROVIDE INVESTMENT ADVICE; FINANCIAL PLANNING AND ESTATE PLANNING. 2) INSURANCE SALES. Not nvestment Related. 1601 Greenway Cross, Suite 201, Madison WI 53725. Insurance. Agent. Start 10/2011. 3) Ahhhhh!!, LLC. LLC FORMED WITH JEFFREY MACK TO PURCHASE 1 YEAR, 12% CONVERTIBLE NOTES WITH SUNDIAL GROWERS INC OUT OF CALGARY CANADA. PARTNER. NATURE OF INVOLVMENT: INVESTOR. 1 HOUR PER MONTH 4) Mr. Bauch is a licensed insurance agent and may recommend insurance products offered by various insurance carriers. Please be advised that there is a potential conflict of interest in that there is an economic incentive to recommend insurance carriers and other investment products offered through such insurance carriers. Please also be advised that Mr. Bauch strives to put his clients' interests first and foremost, and clients are not obligated to purchase insurance products through Park Capital Management. 5) 1. Caffeine, LLC 2. Investment related 3. 722 Wilder Dr., Madison, WI 53704 4. Investment in private equity type investment 5. Member 6. 4/29/024 7. 0 hrs/mo 8. 0 hrs/mo 9. The LLC is intended for a single investment and there are no other ongoing business activities

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-27
• S63 Uniform Securities Agent State Law Examination
  1996-09-04

Designations

Other Names

• Clint L Bauch