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Current Employers
Beacon Capital Management, Inc.

7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-04
  • IA RA
    APPROVED
    Since 2022-02-04

Branch Locations

7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sammons Financial Network West Des Moines IA 10/2011 Present
Spc Ann Arbor MI 09/2013 11/2021
Beacon Capital Management, Inc. Dayton OH 01/2022 Present
Midland National Life Insurance Company West Des Moines IA 10/2011 Present
  • 10/2011 → Present
    Sammons Financial Network
    West Des Moines, IA
  • 09/2013 → 11/2021
    Ann Arbor, MI
  • 01/2022 → Present
    Dayton, OH
  • 10/2011 → Present
    Midland National Life Insurance Company
    West Des Moines, IA
Previous Registrations
  • 2013-10-03 → 2021-11-03
    West Des Moines, IA
    Ann Arbor, MI
  • 2011-06-14 → 2011-10-20
    Norwell, MA
  • 2009-11-26 → 2010-12-15
    Directed Services Llc
    West Chester, PA
Other Businesses

1) NORWELL YOUTH LACROSSE - BOARD OF DIRECTORS. 2 HOURS PER WEEK WITH NO ADDTIONAL INCOME. 2) LIMRA/LOMA, Committee Chair - Annuity Distribution Committee. 300 Day Hill Rd, Windsor, CT 06095. Lead Discussions of committee topics, assist with planning meetings. Approximate hours per month, 2. Started 7/2023. Not Compensated. 3) COALITION FOR EQUITY IN WHOLESALING - BOARD POSITION. START DATE 4/1/24. DUTIES: BOARD MEMBER AND ATTEND BI-MONTHLY MEETINGS. APPROXMIATELY 4 HOURS PER MONTH. NO COMPENSATION FOR THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-25
S63 Uniform Securities Agent State Law Examination 1996-11-27
  • S65 Uniform Investment Adviser Law Examination
    2009-11-25
  • S63 Uniform Securities Agent State Law Examination
    1996-11-27

View on SEC IAPD

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