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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-04-07
  • OH RA
    APPROVED
    Since 2020-04-07

Branch Locations

6120 Parkland Blvd. Ste 101, Mayfield Heights, OH 44124 • United States

Westlake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2020 Present
Previous Registrations
  • 2013-03-18 → 2013-11-05
    Independence, OH
  • 2005-10-10 → 2007-02-20
    Keybanc Capital Markets Inc.
    Cleveland, OH
    Cleveland, OH
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, 04/2020, INV REL, 80 HR/MO 80 HR/MO TRADING 2) MAYFIELD FINANCIAL SERVICES, 6120 PARKLAND BLVD SUITE 100 MAYFIELD HEIGHTS OH, 04/2024, W2 EMPLOYEE, ACCOUNTING SERVICE, NIR, 0 HR/MO 0 HR/MO TRADING 3) MAYFIELD FINANCIAL SERVICES, 6120 Parkland Blvd, Mayfield Heights OH 44124, 09/11/2024, W2 Employee, Using a Trade Name / DBA, INV REL, 200 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-10
  • S66 Uniform Combined State Law Examination
    2020-01-10
Designations

View on SEC IAPD

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