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Elizabeth Andrea Allen

Stifel, Nicolaus & Company, Incorporated

Heathrow, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
FL RA APPROVED 2018-03-19
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • FL RA
    APPROVED
    Since 2018-03-19

Branch Locations

400 International Parkway Suite 130, Heathrow, FL 32746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Orlando FL 02/2009 12/2016
B.C. Ziegler And Company Altamonte Springs FL 12/2016 03/2018
Stifel, Nicolaus & Company, Incorporated Heathrow FL 03/2018 Present
  • 02/2009 → 12/2016
    Ameriprise Financial Services Inc
    Orlando, FL
  • 12/2016 → 03/2018
    B.C. Ziegler And Company
    Altamonte Springs, FL
  • 03/2018 → Present
    Stifel, Nicolaus & Company, Incorporated
    Heathrow, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-07
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S65 Uniform Investment Adviser Law Examination
    2008-01-07
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01
Other Names
  • Liz Allen
  • Elizabeth Andrea Gardner

View on SEC IAPD

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