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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
1055 Ridge Rd, Webster, NY 14580 • United States
Webster, NY • United States
3177 Latta Road Ste 10, Rochester, NY 14612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Webster | NY | 03/2005 | Present |
| Esl Investment Services, Llc | Rochester | NY | 01/2005 | Present |
1. 11/14/2010 - OTHER-NOTARY - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading -TIME SPENT 1%. 2. 1/4/2018 - ESL Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/10/2005 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 1/10/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/11/2011 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care, Fixed Annuities. 4. 08/31/2023 - Online EBay sales - Other - Online Sales- EBay - Home Based - Not Investment Related - Start Date 09/18/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-07 |
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