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Anne Marie Pasker

Raymond James & Associates, Inc.

Buffalo, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

468 Delaware Avenue Suite 100, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Buffalo NY 05/2012 09/2016
First Niagara Securities Clarence NY 05/2012 09/2016
Key Investment Services Llc Brooklyn OH 09/2016 06/2019
Unemployed Buffalo NY 06/2019 02/2020
Raymond James & Associates, Inc. Buffalo NY 02/2020 Present
Previous Registrations
  • 2016-09-21 → 2016-12-31
    Key Investment Services Llc
    Cheektowaga, NY
    Buffalo, NY
    Brooklyn, OH
  • 2012-05-18 → 2016-09-21
    Lpl Financial Llc
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Clarence, NY
    Buffalo, NY
    Buffalo, NY
    Williamsville, NY
    East Amherst, NY
    Buffalo, NY
    Depew, NY
    Orchard Park, NY
    Buffalo, NY
    Rochester, NY
    Rochester, NY
    Clarence, NY
    Buffalo, NY
  • 2011-02-03 → 2012-05-15
    Hsbc Securities (Usa) Inc.
    Williamsville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-02
S63 Uniform Securities Agent State Law Examination 1996-11-14
  • S65 Uniform Investment Adviser Law Examination
    2011-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-11-14
Other Names
  • Anne Kennis(Maiden) Pasker

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NORTH WOODS WEALTH MANAGEMENT
COURIER CAPITAL, LLC
COMMONWEALTH FINANCIAL NETWORK
EUDAIMONIA WEALTH
DELAWARE AVENUE ADVISORS INC.
GRENDA GROUP

Other Investors

JAMES CLARK MADAN
SEAN ANTHONY SIRACUSA
Joshua Charles Rohrer
Anthony Pandolfi
ANDREW PATRICK DURFEE
Beau Riggs
Jeremy Tilton Wadsworth
WILLIAM BARRETT WADSWORTH

Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

More in Buffalo, NY

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