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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-26
  • MD RA
    APPROVED
    Since 2022-09-26

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Owings Mills MD 11/2018 Present
Bank Of America Hunt Valley MD 01/2016 07/2018
Unemployed New Providence NJ 09/2018 10/2018
  • 11/2018 → Present
    T Rowe Price
    Owings Mills, MD
  • 01/2016 → 07/2018
    Bank Of America
    Hunt Valley, MD
  • 09/2018 → 10/2018
    Unemployed
    New Providence, NJ
Other Businesses

SOUTHERN LACROSSE OFFICIALS ASSOCIATION; NOT INVESTMENT RELATED; SEASONAL LACROSSE OFFICIALS; OFFICIAL; 6/1/2015; 24 HOURS A MONTH, 0 DURING TRADING; REFEREE LACROSSE GAMES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2019-03-27
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2019-03-27
Other Names
  • Brian Thomas Whalen

View on SEC IAPD

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