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Charles Thomas Reid

Capital Management LLC

Greensboro, NC

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Current Employers
Capital Management Llc

628 Green Valley Road Suite 204, Greensboro, NC 27408 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-06-02
  • NC RA
    APPROVED
    Since 2015-06-02

Branch Locations

628 Green Valley Road Suite 204, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Management, Llc Greensboro NC 04/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-02
S66 Uniform Combined State Law Examination 2003-02-11
S63 Uniform Securities Agent State Law Examination 1997-08-08
  • S65 Uniform Investment Adviser Law Examination
    2015-06-02
  • S66 Uniform Combined State Law Examination
    2003-02-11
  • S63 Uniform Securities Agent State Law Examination
    1997-08-08
Other Names
  • Charles Thomas Reid
  • Chuck Reid

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
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