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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-29
  • NC RA
    APPROVED
    Since 2024-04-29

Branch Locations

804 Green Valley Road Suite 103, Greensboro, NC 27408 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/1999 04/2024
Kingsview Wealth Management Llc Greensboro NC 04/2024 Present
Kingsview Partners Llc Grants Pass OR 04/2024 Present
Previous Registrations
Other Businesses

Lucky Ducker Enterprises, LLC Type of business: Commercial Rental Property Greensboro, NC Start date: 5/3/2021 Owner Hours per week: 40 Hours during trading: 40 Maintain property 2) OBA Name: Bagels & Pimento Cheese LLC ? Investment-related: YES ? OBA Address: Greensboro, NC ? OBA Nature: Independent Contractor LLC ? OBA Position: Owner ? OBA Title or Relationship: Owner ? OBA Start Date: 04/23/2024 ? Approximate OBA hours/month: 150 ? Approximate OBA hours/month during business hours: 150 ? OBA Duties: I am the owner of this LLC. This LLC was established to run my RIA practice. My income from Kingsview is deposited to a bank account owned by this LLC. I use this to run expenses for business purposes. Community Theatre of Greensboro Type of Business: President of Board of Directors Greensboro, NC Start Date: 05/19/2026 Hours per week: 1 Hours during trading: 0 Serving on board of directors providing guidance and advice on increasing attendance, public relations, and management of the Community Theatre of Greensboro (CTG). This organization provides an outlet for citizens to be involved with theatre and attracts people of all backgrounds. The organization has an investment account with Kingsview, but not of any kind are charged. It is an account that is open to accept donations on behalf of CTG. 2) OBA Name: Community Theatre of Greensboro Investment related: No OBA Address: Greensboro, NC OBA Nature: Board member position OBA Position: President of Board of Directors OBA Title or Relationship Owner: President of Board of Directors OBA Start Date: 05/19/2026 Approximate OBA hours month: 4 Approximate OBA hours month during business hours: 0 OBA Duties: Serving on board of directors providing guidance and advice on increasing attendance, public relations, and management of the Community Theatre of Greensboro (CTG). This organization provides an outlet for citizens to be involved with theatre and attracts people of all backgrounds. The organization has an investment account with Kingsview, but not of any kind are charged. It is an account that is open to accept donations on behalf of CTG.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 1999-11-11
  • S66 Uniform Combined State Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    1999-11-11

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