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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-10-12 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 08/2021 |
| Rbc Capital Market, Llc | St. Louis | MO | 08/2021 | 02/2022 |
| Wells Fargo Clearing Services | St. Louis | MO | 10/2022 | Present |
| Wells Fargo Clearing Services | St. Louis | MO | 08/2022 | Present |
| Unemployed | St Louis | MO | 02/2022 | 08/2022 |
CO-TRUSTEE FOR BROTHER'S TRUST; INVESTMENT RELATED; ELLISVILLE, MO; START DATE 10/2013; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-19 |
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