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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-11-13 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2008 | Present |
I*3679293 Entity Type: Fiduciary role Name of OBA: M. G G. Address: Harlingen, Texas, 78550 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-17 |
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