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Kristine R Schofield

Commonwealth Financial Network

Westborough, MA

Douglas, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
MA RA APPROVED 2020-06-09
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2020-06-09

Branch Locations

3 Oak Street, Westborough, MA 01581 • United States

Douglas, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James N. Ball Of Ball Financial Services Westboro MA 06/1999 Present
Commonwealth Financial Network Waltham MA 06/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
S63 Uniform Securities Agent State Law Examination 1998-11-11
  • S66 Uniform Combined State Law Examination
    2020-05-30
  • S63 Uniform Securities Agent State Law Examination
    1998-11-11
Other Names
  • Kristine R Schofield
  • Kristine Rolak
  • Kris Rolak

View on SEC IAPD

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GRIMES & COMPANY · WESTBOROUGH, MA
MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA

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