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Steve Zimmerman

J.P. Morgan Securities LLC

Westerville, OH

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-07
IL RA APPROVED 2022-07-06
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • IL RA
    APPROVED
    Since 2022-07-06

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2016 05/2022
Jpmorgan Chase Bank, N.A. Chicago IL 05/2022 Present
J.P. Morgan Securities Llc Chicago IL 05/2022 Present
Bank Of America Rolling Meadows IL 02/2016 05/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-07
S63 Uniform Securities Agent State Law Examination 2015-04-01
  • S66 Uniform Combined State Law Examination
    2016-04-07
  • S63 Uniform Securities Agent State Law Examination
    2015-04-01
Other Names
  • Stephen R Zimmerman
  • Steve Zimmerman
  • Stephen Zimmerman
  • Steve R Zimmerman
  • Steve Zimmerman
  • Stephen Ross Zimmerman

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
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STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
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