Stephan Copeland Barton

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 05/2019
  Lpl Financial, Llc
  Atlanta, GA
• 05/2011 → Present
  Independent Financial Partners
  Atlanta, GA
• 11/2009 → Present
  Physicians Financial Services, Llc
  Atlanta, GA
• 05/2019 → Present
  Ifp Securities, Llc
  Atlanta, GA

Previous Registrations

• 2007-03-28 → 2011-02-11
  Qa3 Financial Llc
  Atlanta, GA
  Omaha, NE
• 2009-01-27 → 2009-09-16
  Fiduciary Solutions, Llc
  Roseville, CA
• 2003-02-19 → 2006-12-31
  Concourse Financial Group Securities, Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

(1) 03/25/2011: REAL ESTATE RENTAL - CLASSIC CITY FINANCIAL SERVICES, LLC - PURCHASE, REMODEL, RENT OR SELL REAL ESTATE. (2) Physicians Financial Services, LLC; DBA; Investment Related; 255 Gateway Drive, Ste 7, Bethlehem, GA 30620; Financial advisory services, brokerage service and all fixed insurance products offered; Non-variable insurance - Sales of fixed life, fixed annuities, disability income and long term card products; All advisory and brokerage products are services offered through IFP; Start 3/25/11; 200 hrs/mo, 200 hrs/mo during trading. (3) 03/25/2011: NON-VARIABLE INSURANCE - SALES OF FIXED LIFE, FIXED ANNUITIES, DISABILITY INCOME & LTC PRODUCTS. - ATLANTA, GA. (4) Classic City Financial Services, LLC; Real Estate; Not Investment Related; 235 Banjamin Drive, Athens, GA 30606; Purchase, remodel, rent or sell single family homes near UGA college campus. Deposit rent checks and call contractors when repairs need to be made; Start 1/3/2008; 2 hrs/mo; 0 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-05
• S63 Uniform Securities Agent State Law Examination
  1996-09-11

Other Names

• Steve Barton