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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-08-01
  • TX RA
    APPROVED
    Since 2005-08-01

Branch Locations

860 Airport Fwy Ste 201, Hurst, TX 76054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc. Hurst TX 07/2005 Present
Previous Registrations
Other Businesses

1. 3/17/2008 - NON-VARIABLE INSURANCE - SECURE HORIZONS - INDEPENDENT CONTRACT AGENT (ICA) FOR SECURE HORIZONS BY UNITED HEALTHCARE. OFFER MEDICARE HEALTH PLANS, MEDICARE ADVANTAGE PLANS, PRESCRIPTION DRUG PLANS, AND MEDICARE SUPPLEMENT PLANS. COMMISSION ONLY INCOME AND CARRY E&O INSURANCE. - TIME SPENT 20%. 2. 11/10/2008 - REAL ESTATE RENTAL - I OWN A SINGLE FAMILY HOME AS A PARTNER WITH MY SISTER AND BROTHER. WE COLLECT MONTHLY RENT FROM NON FAMILY RENTER AND THEY DO NOT HAVE ANY BUSINESS RELATIONS WITH BROKER DEALER OR RIA TO MY KNOWLEDGE AND ARE NOT CLIENTS. - TIME SPENT 5%. 3. 6/22/2011 - OTHER-NOTARY - I AM A NOTARY IN THE STATE OF TEXAS. DO NOT RECEIVE COMPENSATION FOR SERVICE. MAIN USE IS FOR CLIENT DOCUMENTS THAT REQUIRE NOTARY. - TIME SPENT 1%. 4. 04/22/2016 * Gamez Financial Partners LLC * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/01/2016 * There is no other activities offered under this name. All services will be the same as current LPL Investments and products. I am the only Advisor and control all interest in the business. This is the same activity as I currently under the LPL Financial brand. * TIME SPENT 100%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-26
  • S63 Uniform Securities Agent State Law Examination
    1996-08-26
Designations
Other Names
  • Tommy Gamez

View on SEC IAPD

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