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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2013-02-13
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

7460 Halcyon Pointe Drive Suite #101, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Montgomery AL 02/2013 Present
Previous Registrations
  • 2003-05-27 → 2013-02-13
    Morgan Keegan & Company, Llc
    Montgomery, AL
    Montgomery, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-23
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S65 Uniform Investment Adviser Law Examination
    2003-05-23
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20

View on SEC IAPD

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