Mark Charles Seebeck

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2005 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 1997-01-09 → 2005-06-01
  Mony Securities Corporation
  Hurst, TX

Other Businesses

1) SEEBECK & ASSOCIATES I, LP HOLDING COMPANY - PARTNER-12/2001 / 20HRS 2) SEEBECK & ASSOCIATES LLC-HOLDING COMPANY. ASSUMED NAME SEEBECK ENTERPRISES CREATED WITHIN SEEBECK & ASSOCIATED LLC IN ORDER TO FACILITATE A BOOK FULLFILLMENT AGREEMENT. NO RESPONSABILITIES OR OTHER DUTIES. GENERAL PARTNER, 12/2001 / DBA SEEBECK & ASSOCIATES - 0 HRS 3) Various Outside Insurance / Brokerage Contracts 4) Mark Seebeck Revocable Trust 753 Lonesome Dove Trail Hurst TX 76054 | Trustee/Landlord | 2/2020 | 5hrs/mth 5) LDT, LLC Mark Seebeck Revocable Trust 753 Lonesome Dove Trail Hurst TX 76054 | TRUSTEE | 03/20/2020 | 5 HOURS A MONTH 6) FAWN HILL LLC Mark Seebeck Revocable Trust 753 Lonesome Dove Trail Hurst TX 76054 | TRUSTEE | 03/20/2020 5 HOURS A MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-14
• S63 Uniform Securities Agent State Law Examination
  1997-01-08