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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-10-31 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 02/2008 | 09/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 09/2018 | Present |
ELLA D'S BOUTIQUE, NOT INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 6/1/2010, 10 HOURS PER MONTH, ZERO DURING TRADING, PURCHASING JEWELRY/HANDBAGS/ACCESSORIES AT WHOLESALE. CHAPPELL MEMORIAL BAPTIST CHURCH, INV RELATED, CHARLOTTE, NC, FINANCE COMMITTEE MEMBER, START 12/2/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DISCUSSING BUDGET, FUNDING CHURCH PROJECTS, TRACKING DONATIONS, AND PROVIDING DONATION STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-28 |
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