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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-07-05
  • NH RA
    APPROVED
    Since 2023-07-05

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Concord, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 09/2004 07/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2019
Gwfs Equities, Inc Andover MA 08/2019 Present
  • 09/2004 → 07/2019
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 07/2018 → 07/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2019 → Present
    Gwfs Equities, Inc
    Andover, MA
Previous Registrations
  • 2018-07-13 → 2019-07-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2007-06-22 → 2018-07-13
    Merrimack, NH
    Merrimack, NH
Other Businesses

For the Love of Dog / Owner. Make and sell dog food. Up to 20 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-15
S63 Uniform Securities Agent State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2007-06-15
  • S63 Uniform Securities Agent State Law Examination
    2004-12-13

View on SEC IAPD

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