Jerome Francis Hartl

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2024
  Wedbush Securities Inc.
  Traverse City, MI
• 09/2024 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2015-06-24 → 2024-10-07
  Wedbush Securities Inc.
  Traverse City, MI
  Los Angeles, CA
• 2010-09-28 → 2015-06-10
  Stifel, Nicolaus & Company, Incorporated
  Traverse City, MI
  Traverse City, MI
  Traverse City, MI

Other Businesses

(1)Trustee for brother, John L. Hartl, III Supplemental Needs Irrevocable Trust UAD 05/09/13, start date 05/09/13.(2)Trustee for brother, David T. Hartl, Supplemental Needs Irrevocable Trust UAD 05/09/2013, start date 05/09/13.(3)CMT Association, New York, NY. Professional Organization. Editor/Member of Review Committee; review articles submitted for publication in the CMT Association Journal of Technical Analysis. Start date 07/2019, 3-4 hours per year, not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-27
• S63 Uniform Securities Agent State Law Examination
  1996-09-24

Other Names

• Jerry Hartl