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701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-22 |
| WA | RA | APPROVED | 2025-10-22 |
| AR | RA | APPROVED | 2025-10-09 |
| NC | RA | APPROVED | 2024-05-08 |
| HI | RA | APPROVED | 2023-07-14 |
| AZ | RA | APPROVED | 2023-07-06 |
| OR | RA | APPROVED | 2023-07-03 |
| NV | RA | APPROVED | 2023-06-26 |
| SD | RA | APPROVED | 2023-06-26 |
| IL | RA | APPROVED | 2023-06-23 |
| CA | RA | APPROVED | 2023-06-22 |
| FL | RA | APPROVED | 2023-06-22 |
| TX | RA | APPROVED_RES | 2023-06-22 |
| MN | RA | APPROVED | 2014-01-31 |
| WI | RA | APPROVED | 2012-03-02 |
Branch Locations
701 Xenia Ave. South, Suite 100, Golden Valley, MN 55416-1089 • UNITED STATES
701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States
701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray Inc. | Minneapolis | MN | 02/1998 | Present |
| Ubs Financial Services Inc. | Minneapolis | MN | 08/2006 | Present |
| The Oak Ridge Financial Services Group, Inc. | Golden Valley | MN | 05/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-28 |
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