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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-07-02 |
Branch Locations
8400 E Prentice Ave Suite 655, Greenwood Village, CO 80111 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Aurora | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aurora | CO | 11/2016 | 07/2019 |
| Raymond James Financial Services, Inc. | Greenwood Village | CO | 07/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Greenwood Village | CO | 07/2019 | Present |
| Legacy Private Wealth Partners | Greenwood Village | CO | 07/2019 | 03/2023 |
| Wayfinder Financial Service | Greenwood Village, | CO | 03/2023 | Present |
(1) Name of Business: Wayfinder Financial Services Address: 8400 E Prentice Ave Ste 655, Greenwood Village, CO, 80111-2745, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/27/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-17 |
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