Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-01-06
  • MO RA
    APPROVED
    Since 2017-01-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 09/2016 Present
Unemployed Coucnil Bluffs IA 05/2015 09/2016
Previous Registrations
  • 2007-10-18 → 2015-05-04
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Draper, UT
    Omaha, NE
  • 2011-12-23 → 2015-05-04
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Bellevue, NE
  • 2007-10-18 → 2010-01-05
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
Other Businesses

M BERNARD DEVELOPMENT; NON INV RELATED; ST LOUIS, MO; OWNER; CONSULTING ON EMOTIONAL INTELLIGENCE; START: 9/1/16; 5 HRS/MO; 0 DURING TRADING. | EXPLORE ST LOUIS; NOT INV RELATED; ST LOUIS, MO; CONVENTION CENTER AND STADIUM ; GUEST SERVICE HOST; START DATE: 09/15/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-15
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2007-10-15
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Other Names
  • Mike Bernard
  • Michael Wesky Bernard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor