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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-08
NV RA APPROVED 2024-12-10
CA RA APPROVED 2024-12-06
TX RA APPROVED 2024-12-06
  • WA RA
    APPROVED
    Since 2025-04-08
  • NV RA
    APPROVED
    Since 2024-12-10
  • CA RA
    APPROVED
    Since 2024-12-06
  • TX RA
    APPROVED
    Since 2024-12-06

Branch Locations

463 Century Park Drive, Yuba City, CA 95991 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Yuba City CA 04/1996 12/2024
Ryan Wealth Management, Inc. Yuba City CA 08/2018 12/2024
Allworth Financial Yuba City CA 12/2024 Present
Aw Securities Yuba City CA 12/2024 Present
  • 04/1996 → 12/2024
    Yuba City, CA
  • 08/2018 → 12/2024
    Ryan Wealth Management, Inc.
    Yuba City, CA
  • 12/2024 → Present
    Allworth Financial
    Yuba City, CA
  • 12/2024 → Present
    Aw Securities
    Yuba City, CA
Previous Registrations
  • 2018-08-09 → 2025-03-31
    Ryan Wealth Management
    Yuba City, CA
  • 2003-08-13 → 2024-12-04
    Yuba City, CA
    Yuba City, CA
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-18
S63 Uniform Securities Agent State Law Examination 1996-11-29
  • S66 Uniform Combined State Law Examination
    2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-29

View on SEC IAPD

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