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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-07-18 |
| UT | RA | APPROVED | 2000-03-28 |
Branch Locations
145 W 200 N, Provo, UT 84601 • United States
Mapleton, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 07/1998 | Present |
| Springville High-Nebo School District | Spanish Fork | UT | 01/1997 | Present |
| Bank Of America, N.A. | Provo | UT | 09/2011 | Present |
I*41129 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME: NEBO SCHOOL DISTRICT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SPANISH FORK, UTAH 8466 0NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/1/2000 NUMBER OF HOURS DEVOTED: 40 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSISTANT BASKETBALL COACH AT SPRINGVILLE HIGHI*93137ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: SHOCKER, LLC INVESTMENT RELATED: NO ADDRESS: OREM, UTAH 84058 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 4 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PURCHASE OF A CONDOMINIUM UNIT THAT CAN BE USED FOR PERSONAL VACATION USE AND HOPEFULLY EVENTUALLY SOLD FOR A PROFIT AT SOME FUTURE DATE. I*1125255 Entity Type: For Profit Name: Three Kings, LLC Investment related: No Address: Mapleton, Utah Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member, Start date of relationship: 12/23/2022 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: owner, vacation home and rental income I*: 1723296 Entity Type: For Profit Name: Crazy8 - Orem2, LLC Address: Orem UT Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/1/2021 Number of Hours: 10 annually Number of Hours during trading: 0 Duties: Rental property in Orem, Utah I*: 1125253 Entity Type: For Profit Name of OBA: DRAPER, LLC DBA UPS STORE - DRAPER, THE Address: Mapleton, UT Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 4/1/2023Number of Hours: 5 monthly Number of Hours during trading: 0 Duties: I am helping My son in law to purchase a UPS store. I will be the funding source only and have zero day to day responsibilities. My son in law, G. S. will have all day to day responsibilities. We are forming an LLC called "Crazy 8 - UPS" which will be owned by me and G. to own the UPS store(s); I*1980289, Entity Type for Profit, Name of OBA: Crazy 8 - Spanish Fork, LLC Address: Mapleton, UT 84664 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:4/1/2025 No Hours:50 hrs yearly No Hours during trading: Duties: Run a UPS store in Spanish Fork, UT. I will be an owner, but have zero day to day responsibility *1984271, Entity for profit, Name of OBA:Crazy 8 - Kettle Corn, LLC Address: Mapleton, Utah 84664 Investment Related: No Position, Title, Association: Manager/Owner Employee Start Date: 9/1/2024 No Hours: 10 hrs yearly No Hours during trading: 0 Duties: General Partner/Managing Member I*: 2671289Entity Type: Fiduciary roleName of OBA: Crazy 8 TrustAddress: Mapleton, UT 84664Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 07/30/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Co trustee with spouse on personal trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-07 |
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