Steven Mccall Dauphin

Employer firm

Bonaventure Capital, LLC CRD 120780

$494M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Bonaventure Capital, Llc
  Birmingham, AL

Other Businesses

FIDELIS CAPITAL, LLC 820 SHADES CREEK PKWY., STE. 1200 BIRMINGHAM, AL 35209 I AM A MEMBER OF FIDELIS CAPITAL, LLC ("FIDELIS"), WHICH WAS FORMED IN MAY 2001 FOR THE SOLE PURPOSE OF MAKING ONE PRIVATE EQUITY INVESTMENT. IN OCTOBER 2006, FIDELIS REGISTERED WITH THE SEC AS AN INVESTMENT ADVISER. I DEVOTE APPROXIMATELY 20 HOURS PER MONTH TO FIDELIS, 10 TO 15 OF WHICH ARE DURING SECURITIES TRADING HOURS, PROVIDING INVESTMENT CONSULTING SERVICES TO ITS CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-08-23

Other Names

• Steve Dauphin