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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-02-16 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-12-22 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Charlotte | NC | 03/2008 | Present |
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
MUSIC GROUP; NOT INVESTMENT RELATED; MT OLIVE, IL; GUITAR PLAYER; START DATE 12/1/12; 8 HOURS PER MONTH / 0 DURING TRADING HOURS. WHAT'S THAT LIKE PODCAST, NOT INV RELATED, MOUNT OLIVE, IL, HOST, START 4/1/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, INTERVIEW BASED PODCAST. MOUNT OLIVE VOLUNTEER FIRE DEPARTMENT, NOT INVT RELATED, MOUNT OLIVE, IL, FIREFIGHTER, START DATE 8/29/2024, 8 HRS PER MONTH, 0 HRS DURING TRADING, RESPOND TO SERVICE FOR FIRE, EMS AND RESCUE CALLS, ADMINISTER FIRST AID, DRIVE FIRE TRUCKS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-22 |
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