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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 07/1996 | Present |
| Bank Of America,Na | Fort Worth | TX | 11/2009 | Present |
I*1200338 For profit or not for profit: Entity Charitable Name of outside business organization: College Track and Field officiating Investment related: N Address of business: Fort Worth, Texas, 76109 Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 2/23/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: same as above, Officiating track meets, for example a runner not staying in his assigned lane to disqualify him.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-23 |
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