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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-10-24
  • TX RA
    APPROVED
    Since 1996-10-24

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 07/1996 Present
Bank Of America,Na Fort Worth TX 11/2009 Present
Other Businesses

I*1200338 For profit or not for profit: Entity Charitable Name of outside business organization: College Track and Field officiating Investment related: N Address of business: Fort Worth, Texas, 76109 Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 2/23/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: same as above, Officiating track meets, for example a runner not staying in his assigned lane to disqualify him.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-06
S63 Uniform Securities Agent State Law Examination 1996-10-23
  • S65 Uniform Investment Adviser Law Examination
    1996-11-06
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23
Other Names
  • John R Mckenzie

View on SEC IAPD

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