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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
25 Indian Rock Road Suite 23, Windham, NH 03087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Windham | NH | 06/1996 | Present |
| Pruco Securities, Llc. | Windham | NH | 07/1996 | 11/2024 |
| Lpl Enterprise, Llc | Windham | NH | 11/2024 | Present |
1) 01/17/2025 - Waterview Wealth Management - DBA for LPL Business (entity for LPL business) - Marketing Of Investment, insurance and financial planning - INV Related - At Windham, NH - Start Date 11/15/2024 - 10hrs/mth - 2hrs During Trading 2) 01/29/2025 - Mark and Donna Skwiot - Act in a Fiduciary Capacity - Not INV Related - At Southington, CT - Start Date 11/15/2024 - 0hrs/mth - 0hrs During Trading 3) 03/07/2025 - Liberty Mutual - Property and Casualty - service commissions of P&C insurance - INV Related - At Boston, MA - Start Date 11/18/2024 - 1hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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