Kirk A Mullen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  J.P. Morgan Securities Llc
  Greenwich, CT
• 04/2016 → Present
  Jpmorgan Chase Bank, N.A.
  Greenwich, CT

Previous Registrations

• 2009-09-21 → 2014-03-28
  Charles Schwab & Co., Inc.
  Stamford, CT
  Stamford, CT
  Greenwich, CT
• 2008-05-05 → 2009-06-26
  Cetera Investment Services Llc
  Fishkill, NY
• 2006-01-05 → 2007-04-03
  Strategic Advisers Llc
  Scarsdale, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-23
• S63 Uniform Securities Agent State Law Examination
  1996-09-30

Designations

• Certified Financial Planner

Other Names

• Kirk Allan Mullen