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Nanda R. Kishore

J.P. Morgan Securities LLC

Seattle, WA

CRD 2783638

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-10-27
  • WA RA
    APPROVED
    Since 2017-10-27

Branch Locations

5025 25Th Ave Ne Ste 101, Seattle, WA 98105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Zephyrhills FL 01/2011 Present
J.P. Morgan Securities Llc Lutz FL 10/2012 Present
Previous Registrations
  • 2012-06-12 → 2012-10-01
    Chase Investment Services Corp.
    Lutz, FL
    Zephyrhills, FL
  • 2010-06-24 → 2010-07-20
    St Louis, MO
    Tampa, FL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2006 ADDRESS: 9580 BEAVERTON, OR. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-05
S65 Uniform Investment Adviser Law Examination 1996-09-25
S63 Uniform Securities Agent State Law Examination 1996-09-19
  • S66 Uniform Combined State Law Examination
    2010-06-05
  • S65 Uniform Investment Adviser Law Examination
    1996-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-09-19
Other Names
  • Nanda Nr Kishore
  • Nanda N R Kishore
  • Nanda N R Kishore
  • Nanda Nedumpuradh Ravivarm Kishore

View on SEC IAPD

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