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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-02 |
| TX | RA | APPROVED | 2024-02-02 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1731 E. Roseville Parkway Suite 190 [Satellite], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 10/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Roseville | CA | 02/2024 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; LAKE ALMANOR, CA; 100% OWNERSHIP; START 4/06; 0 HRS PER MONTH.| ARENA WEALTH MANAGEMENT LLC; INV. RELATED; AUBURN, CA; 100% OWNERSHIP; FINET; START DATE 2/5/2024; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER.| RENTAL PROPERTY; IN RELATED; WESTWOOD, CA; VACATION RENTAL; 100% OWNERSHIP; START DATE 06/01/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING RENTAL PROPERTY - WOODLAKE; INV RELATED; WESTWOOD,CA; VACATION AND RENTAL;100% OWNERSHIP; START DATE: 02/05/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-17 |
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