Michelle Kay Sterkel

Rbc Capital Markets, LLC

CRD 2782646

Claim This Profile

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2017-04-18
TX	RA	APPROVED	2017-04-08

SD RA
APPROVED

Since 2017-04-18
TX RA
APPROVED

Since 2017-04-08

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

Rapid City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Rapid City	SD	04/2011	Present

04/2011 → Present

Rbc Capital Markets Llc

Rapid City, SD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-08
S63	Uniform Securities Agent State Law Examination	1998-04-03

S65 Uniform Investment Adviser Law Examination

2017-04-08
S63 Uniform Securities Agent State Law Examination

1998-04-03

Other Names

Michelle Kay Collier
Michelle K Collier

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

CHRISTOPHER D MCSHERRY

DIANE MUREE CHAMBERLAIN

Barry D. Sykora

Nearby Offices

LPL FINANCIAL LLC · RAPID CITY, SD

EDWARD JONES · RAPID CITY, SD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD

More in Rapid City, SD

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor