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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2017-04-18 |
| TX | RA | APPROVED | 2017-04-08 |
Branch Locations
243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States
Rapid City, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Rapid City | SD | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-03 |
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