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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-02 |
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ansonia | CT | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Hartford | CT | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | Present |
TRUSTEE FOR PARENTS ILIT TRUST; INVESTMENT RELATED; GLASTONBURY, CT; START DATE 7/2010; 0 HRS DEVOTED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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