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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-25 |
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
4959 Olson Memorial Hwy Ste A, Golden Valley, MN 55422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Golden Valley | MN | 11/2017 | Present |
| National Planning Corporation | Golden Valley | MN | 08/2003 | 11/2017 |
1. 11/29/2017 - TC MANAGEMENT - Not Investment Related - At Reported Business Location(s) - For-Profit Business - Start Date 3/23/2009 - Umbrella Company: Pays bills for his office. 2. 11/29/2017 - Preferred Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 7/1/2014 - 160 Hours Per Month/160 During Securities Trading. 3. 7/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Start Date: 01/31/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public. 4. 01/12/2023 - Rudd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/10/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
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