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Martin Craig Berloff

Wells Fargo Clearing Services, LLC

Fortt Myers, FL

Delray Beach, FL

Venice, FL

Albany, NY

Deland, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-03
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-05-02
TX RA APPROVED 2014-03-19
  • FL RA
    APPROVED
    Since 2022-10-03
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-05-02
  • TX RA
    APPROVED
    Since 2014-03-19

Branch Locations

Fortt Myers, FL • United States

Delray Beach, FL • United States

Venice, FL • United States

4 Tower Pl Fl 9, Albany, NY 12203 • United States

Deland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Albany NY 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-07
S65 Uniform Investment Adviser Law Examination 1996-09-07
  • S63 Uniform Securities Agent State Law Examination
    1996-09-07
  • S65 Uniform Investment Adviser Law Examination
    1996-09-07
Other Names
  • Martin Craig Berloff
  • Marty Berloff
  • Martin Craig Berloff

View on SEC IAPD

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Other Investors

GARY SANCILIO
NICHOLAS STEVEN PREDDICE
JOSEPH THOMAS GRAVINI
BRIAN ALLEN REX
NABILA KHAN
KATHLEEN MARIA COLLINS FUNK
ROBERT PAUL BARBERIS
CHRISTOPHER THOMAS LIBERTY

Other Offices

THE AFFINITY GROUP, LLC · ALBANY, NY
CERITY PARTNERS LLC · ALBANY, NY
OSAIC WEALTH, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
EAGLE STRATEGIES LLC · ALBANY, NY
GWN SECURITIES INC. · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY

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