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4 Tower Place First Floor, Albany, NY 12203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Latham | NY | 09/2002 | 05/2021 |
| Mml Investors Services, Llc | Latham | NY | 10/2002 | 05/2021 |
| Bst Wealth Management, Llc | Albany | NY | 05/2021 | Present |
(1) NAME: NICHOLAS PREDDICE INV REL: Y ADDR: 24 CENTURY HILL BLVD, STE 105, LATHAM, NY 12211 NATURE: VARIOUS OUTSIDE INSURANCE CARRIERS - LIFE, HEALTH, DI, LTC POSITION: SALES START:3/30/2011 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2. (2) NAME: ACCESS SUPPORTS FOR LIVING INV REL: Y ADDR: 15 FORTUNE ROAD W, MIDDLETOWN, NY 10941 NATURE: NONPROFIT ORGANIZATION POSITION: CHAIR OF THE FOUNDATION BOARD START: 01/2020 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-11 |
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