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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-10 |
| AK | RA | APPROVED | 2021-02-08 |
| NV | RA | APPROVED | 2017-02-16 |
| AZ | RA | APPROVED | 2017-02-06 |
| CA | RA | APPROVED | 2017-02-06 |
| CO | RA | APPROVED | 2017-02-06 |
| ID | RA | APPROVED | 2017-02-06 |
| TX | RA | APPROVED | 2017-02-06 |
| UT | RA | APPROVED | 2017-02-06 |
Branch Locations
756 East Winchester Blvd Suite 304, Murray, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2004 | 12/2016 |
| Guardian Life Ins | Murray | UT | 01/2017 | Present |
| Park Avenue Securities | Murray | UT | 02/2017 | Present |
1) Writing a book about Executive Benefit Planning,- Start: 01/05/2022, Address: 2848 N. 750 E. Lehi, UT 84043, 4-5 total hours per month; 1-2 during securities trading hours, Not investment related, No annual compensation; 2) Wealth Beyond Money of Utah-Wealth Strategies-Agency DBA, Start: 1/1/2023, Address: 5455 South Yosemite Street, Suite 425, Greenwood Village, CO 80111, 160 total hours a month; 160 during securities trading hours, Not investment related, Greater than 10% annual compensation, 3) Manager of Desert Rain Houseboat, LLC, Start: 4/2/2024, Address: 2848 N. 750 E Lehi, UT 84043, 1 total hour per month; .5 during securities trading hours, Not investment related, No Annual compensation, 4) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance Product other than those offered through /guardian and its Subsidiaries, Start date: 10/20/2025, Address: 756 E Winchester St. Suite 304 Murray, UT 84107, Duties: Insurance other than Guardian 1 total hour per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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