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Brian Joseph Zindell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
CA RA APPROVED 2022-10-31
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • CA RA
    APPROVED
    Since 2022-10-31

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investor Services Inc Scottsdale AZ 07/1996 01/2021
Robinhood Financial, Llc Tempe AZ 02/2021 09/2022
Robinhood Markets, Inc Tempe AZ 06/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2022 Present
Bank Of America, N.A. Chandler AZ 09/2022 Present
  • 07/1996 → 01/2021
    Td Waterhouse Investor Services Inc
    Scottsdale, AZ
  • 02/2021 → 09/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 09/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 09/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Previous Registrations
  • 2003-09-22 → 2021-01-11
    Td Ameritrade, Inc.
    Phoenix, AZ
    Scottsdale, AZ
    Mesa, AZ
    Scottsdale, AZ
  • 2006-05-30 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-13
S63 Uniform Securities Agent State Law Examination 1997-03-06
  • S66 Uniform Combined State Law Examination
    2003-08-13
  • S63 Uniform Securities Agent State Law Examination
    1997-03-06
Other Names
  • Brian Joseph Zindell
  • Brian Zindell

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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