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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
NY RA APPROVED 2021-05-03
CT RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

27258 Grand Central Pkwy, Floral Park, NY 11005 • United States

25234 Northern Blvd., Little Neck, NY 11363 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Little Neck NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Little Neck NY 10/2001 Present
Previous Registrations
  • 2002-10-18 → 2012-10-01
    Chase Investment Services Corp.
    Little Neck, NY
    Floral Park, NY
    Little Neck, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-17
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-10-17
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09
Other Names
  • Peggy Colombia Valencia

View on SEC IAPD

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