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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-28
AL RA APPROVED 2018-10-19
  • TX RA
    APPROVED_RES
    Since 2022-07-28
  • AL RA
    APPROVED
    Since 2018-10-19

Branch Locations

1451 W Main St, Dothan, AL 36301-1311 • United States

Dothan, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Dothan AL 04/2013 10/2018
Army Aviation Credit Union Dothan AL 04/2013 10/2018
Mcdonald & Hagen Wealth Management, Llc Dothan AL 07/2016 10/2018
Ameriprise Financial Services Inc Dothan AL 10/2018 03/2020
Ameriprise Financial Services, Llc Dothan AL 03/2020 Present
  • 04/2013 → 10/2018
    Dothan, AL
  • 04/2013 → 10/2018
    Army Aviation Credit Union
    Dothan, AL
  • 07/2016 → 10/2018
    Mcdonald & Hagen Wealth Management, Llc
    Dothan, AL
  • 10/2018 → 03/2020
    Ameriprise Financial Services Inc
    Dothan, AL
  • 03/2020 → Present
    Dothan, AL
Previous Registrations
  • 2016-07-07 → 2018-10-25
    Dothan, AL
    Montgomery, AL
  • 2013-04-12 → 2018-09-25
    Dothan, AL
    Santa Rosa Beach, FL
    Dothan, AL
    Dothan, AL
    Ozark, AL
    Enterprise, AL
    Enterprise, AL
    Fort Rucker, AL
    Ozark, AL
    Daleville, AL
    Defuniak Springs, FL
    Dothan, AL
  • 2010-10-15 → 2013-04-12
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-07-27 → 2010-10-15
    St Johns Wealth Management
    Dothan, AL
  • 2002-06-11 → 2010-07-27
    Bbva Compass Investment Solutions, Inc
    Dothan, AL
    Dothan, AL
    Dothan, AL
    Dothan, AL
Other Businesses

Board of Directors; Bay Point Harbour Villas, Inc.; Board Member; 4726 Bay Point Road, , Panama City Beach, FL, 32408; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Covenant Methodist Church; Lay Leader Committee Member; 3610 West Main Street, , Dothan, AL, 36305; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Other Names
  • Steve Albert Clark
  • Steven Albert Clark
  • Steve Clark

View on SEC IAPD

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