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Gregory Paul Otto

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Norfolk, VA

Wells Fargo Clearing Services, LLC

St. Louis, MO

Norfolk, VA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-08-23
MO RA APPROVED 2016-12-16
  • VA RA
    APPROVED
    Since 2019-08-23
  • MO RA
    APPROVED
    Since 2016-12-16

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Norfolk, VA • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-01-01
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Norfolk, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 Present
  • 05/2009 → Present
    Wells Fargo Advisors Llc
    Saint Louis, MO
Previous Registrations
  • 2007-08-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-08
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S66 Uniform Combined State Law Examination
    2007-08-08
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Gregory Paul Otto

View on SEC IAPD

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