Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-03-03 |
| LA | RA | APPROVED | 2015-12-07 |
| TX | RA | APPROVED_RES | 2009-03-06 |
| MS | RA | APPROVED | 2009-02-20 |
Branch Locations
7150 Jefferson Highway, Baton Rouge, LA 70806 • United States
Baton Rouge, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Baton Rouge | LA | 02/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-29 |
Reach out to this advisor